Firm Overview
The Securities Law Group LLP is a specialized boutique law firm formed in 2004 that caters to investment advisers, fund managers and others in the investment management industry. All of our clients have at least one thing in common — each is in the money management business in some capacity.
Our mission is to furnish expert legal and business advice to clients across all relevant compliance and regulatory areas at a fraction of the price of large law firms. We do this by specializing in the unique legal issues confronting money managers, managing our own overhead and offering flexible billing arrangements. Consistent with this mission, we provide direct access to our partner-level attorneys, keep staffing and office costs to a minimum and respond individually to each client's needs and priorities to produce practical and cost-effective solutions without "over-lawyering."
We have an established and growing nationwide clientele that includes domestic and offshore hedge fund managers, separate account managers, wealth managers, commodity trading advisers, commodity pool operators, third-party solicitors and others. We actively furnish legal and business advice to clients ranging from start-up advisers and managers to established managers with assets in excess of a billion dollars. We regularly advise our clients on securities and regulatory compliance matters ranging from registration issues, seed funding, marketing and advertising arrangements, commodities and futures regulation, as well as all legal matters affecting small businesses generally.
